Order Routing Information

NOTIFICATION AND DISCLOSURE OF ORDER ROUTING INFORMATION
(Policy Regarding Disclosure of Order Routing Information - SEC Rule 11Ac1-6)

D.M. Kelly & Company and DMKC Advisory Services, LLC will disclose order routing information for specific customer orders in accordance with SEC Rule 11Ac1-6(c), upon written request directed to D.M. Kelly & Company or DMKC Advisory Services, LLC, 3900 Ingersoll Avenue, Ste 300, Des Moines, IA 50312. Attention: Compliance Department. This notification to our customers regarding order routing information is made available on an annual basis. D.M. Kelly & Company and DMKC Advisory Services' primary objective is to obtain the best execution of transactions, regardless of any compensation factor. If customers do not give specific instructions on where to route an order, D.M. Kelly & Company or DMKC Advisory Services, LLC may, depending on the security involved and/or the size of the order, execute the order through another broker/dealer that is a market maker in that security. D.M. Kelly & Company and DMKC Advisory Services, LLC have a contractual agreement with First Clearing, LLC to serve as our clearing firm. Transaction Auditing Group (TAG) has been selected to disseminate the Order Handling Disclosure Report for First Clearing, LLC. This information can be accessed at www.firstclearingllc.com

D.M. Kelly & Company

3900 Ingersoll Avenue, Suite 300 • Des Moines, IA 50312

515-221-1133 • 800-998-9773